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FCA Authorisation
Our team of experts have helped thousands of firms

Find out how we make obtaining FCA authorisation simpler

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FCA Consumer Credit
We're retained by credit firms for authorisation and compliance

Find out how we make the FCA regulation and authorisation of consumer credit firms easier

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FCA Compliance
Our compliance expertise is trusted by authorised firms

Find out how we help firms ensure they stay compliant

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FCA Documentation
Our Compliance ProSys leads the way in meeting systems and controls obligations

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Regulatory Risk, Compliance and IT experts

Welcome to the Scott Robert Group. We're the experts in compliance and regulatory risk. No matter who your firm is regulated by we have the expertise and experience to ensure that you stay compliant and ahead of the competition.
Read our case studies and customer testimonials to find out why we're the chosen compliance partner for some of the industry's biggest names. Whether you're seeking authorisation, need compliance support, looking for industry leading software, or wishing to buy or sell a regulated firm, speak to one of our experts today for confidential and no obligation advice.

FCA Authorisations

Our team of experts help make the FCA Authorisation process simpler. No matter what permissions you require we can draft your application and supporting documentation, as well as ensuring you are fully prepared for the application process. Our customer focussed service means we hold your hand throughout. Speak to us today for confidential no obligation advice
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FCA Consumer Credit

Our team consists of ex-regulators, industry professionals and legal specialists covering all sectors of the consumer credit industry. Whether you're seeking authorisation or looking for compliance support find out why we're instructed by some of the credit industry's biggest names. Speak to one of our experts today.
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FCA Compliance

We're retained by firms of all sizes, and in all sectors, to assist with their compliance. From proactive guidance and reviews to remedial compliance and everything in between our risk-based compliance systems ensure you avoid the consequences of non-compliance. Speak to us today in confidence for no obligation advice and guidance.
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FCA Firm Sales

Whether you're looking to acquire, or sell, an authorised firm we offer an unparalleled service. Our services are completely no success no fee and our expertise in compliance means you won't find a better business broker for regulated firms. Speak to a member of our expert team today to find out how we can help.
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27
APR
2016

Two more CMCs stripped of authorisation for multiple rule breaches

The week commencing April 18 2016 saw the Claims Management Regulator at the Ministry of Justice announce its reasons for removing the authorisation of two more claims management companies. These are Stockport-based financial claims manager Debt Ace Limited, which traded as...
26
APR
2016

MOJ publishes bulletin for CMCs, which includes guidance on a number of compliance topics

The April 2016 bulletin for claims management companies (CMCs) from the Claims Management Regulator at the Ministry of Justice (MoJ) addresses five key topics: marketing practices, Data Protection Act (DPA) compliance, use of agents and third parties, the Government’s review of...
25
APR
2016

FCA chief and Government minister speak on implications of FAMR

On April 13 2016, a government minister and the regulator’s acting chief executive both addressed an industry forum on the Financial Advice Market Review (FAMR), explaining what the implications of the Review might be for the financial advice market. Economic Secretary Harriet...
20
APR
2016

FCA chief warns credit firms to comply with the rules or leave the industry

Consumer credit firms who are unwilling to adapt to the stricter requirements of Financial Conduct Authority (FCA) regulation have been informed by the regulator’s acting chief executive that she is happy for them to leave the industry rather than continue to trade in a...
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