FinTech, Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for FinTech and Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise in FinTech and RegTech.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Read our case studies to find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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1508, 2018

ICO annual report highlights increased public awareness of data issues

August 15th, 2018|Comments Off on ICO annual report highlights increased public awareness of data issues

As it published its Annual Report for the year 2017-18, the UK’s data protection regulator spoke of how the public were now much more aware [...]

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1408, 2018

Tribunal confirms ban on SIPP firm director

August 14th, 2018|Comments Off on Tribunal confirms ban on SIPP firm director

The Financial Conduct Authority (FCA) has announced that the Upper Tribunal has upheld an original FCA decision to prohibit a director of a financial advisory [...]

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1308, 2018

FCA amends permission of credit broker over its misconduct

August 13th, 2018|Comments Off on FCA amends permission of credit broker over its misconduct

The Financial Conduct Authority (FCA) has acted to ban a consumer credit firm from entering into any new regulated credit agreements, and from engaging in [...]

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