FinTech, Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for FinTech and Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise in FinTech and RegTech.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Read our case studies to find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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2206, 2018

FCA bans adviser for fabricating qualification evidence

June 22nd, 2018|Comments Off on FCA bans adviser for fabricating qualification evidence

For at least the third time in the last three years, the Financial Conduct Authority (FCA) has taken enforcement action against an individual who fabricated [...]

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2106, 2018

FCA director asks if industry has improved in the 10 years since the crisis

June 21st, 2018|Comments Off on FCA director asks if industry has improved in the 10 years since the crisis

Mark Steward, Director of Enforcement and Market Oversight at the Financial Conduct Authority (FCA) addressed the Banking Litigation & Regulation Forum in June 2018. Noting that [...]

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1906, 2018

FCA issues data bulletin on financial advisory firms’ revenue & costs

June 19th, 2018|Comments Off on FCA issues data bulletin on financial advisory firms’ revenue & costs

For its latest data bulletin, the Financial Conduct Authority (FCA) concentrates on the retail intermediary sector, using data submitted by around 12,000 advisory firms via [...]

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