Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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2005, 2019

PPI CMC fined over marketing texts

May 20th, 2019|Comments Off on PPI CMC fined over marketing texts

The Information Commissioner’s Office (ICO) has imposed a fine of £120,000 on a Manchester-based claims management company that sent almost five million illegal text messages. [...]

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2005, 2019

FCA proposes changes to mortgage advice rules

May 20th, 2019|Comments Off on FCA proposes changes to mortgage advice rules

The Financial Conduct Authority (FCA) has issued a series of proposals which are designed to lead to more consumer choice and better consumer outcomes in [...]

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1705, 2019

FCA director speaks about the future of regulation

May 17th, 2019|Comments Off on FCA director speaks about the future of regulation

Christopher Woolard, Executive Director of Strategy and Competition at the Financial Conduct Authority (FCA) spoke of the need for his organisation to respond and adapt [...]

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