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FCA Authorisation
Our team of experts have helped thousands of firms

Find out how we make obtaining FCA authorisation simpler

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FCA Consumer Credit
We're retained by credit firms for authorisation and compliance

Find out how we make the FCA regulation and authorisation of consumer credit firms easier

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FCA Compliance
Our compliance expertise is trusted by authorised firms

Find out how we help firms ensure they stay compliant

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FCA Documentation
Our Compliance ProSys leads the way in meeting systems and controls obligations

Find out how our unique compliance system ensures firms meet their obligations

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Regulatory Risk, Compliance and IT experts

Welcome to the Scott Robert Group. We're the experts in compliance and regulatory risk. No matter who your firm is regulated by we have the expertise and experience to ensure that you stay compliant and ahead of the competition.
Read our case studies and customer testimonials to find out why we're the chosen compliance partner for some of the industry's biggest names. Whether you're seeking authorisation, need compliance support, looking for industry leading software, or wishing to buy or sell a regulated firm, speak to one of our experts today for confidential and no obligation advice.

FCA Authorisations

Our team of experts help make the FCA Authorisation process simpler. No matter what permissions you require we can draft your application and supporting documentation, as well as ensuring you are fully prepared for the application process. Our customer focussed service means we hold your hand throughout. Speak to us today for confidential no obligation advice
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FCA Consumer Credit

Our team consists of ex-regulators, industry professionals and legal specialists covering all sectors of the consumer credit industry. Whether you're seeking authorisation or looking for compliance support find out why we're instructed by some of the credit industry's biggest names. Speak to one of our experts today.
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FCA Compliance

We're retained by firms of all sizes, and in all sectors, to assist with their compliance. From proactive guidance and reviews to remedial compliance and everything in between our risk-based compliance systems ensure you avoid the consequences of non-compliance. Speak to us today in confidence for no obligation advice and guidance.
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FCA Firm Sales

Whether you're looking to acquire, or sell, an authorised firm we offer an unparalleled service. Our services are completely no success no fee and our expertise in compliance means you won't find a better business broker for regulated firms. Speak to a member of our expert team today to find out how we can help.
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23
JUL
2015

Small Business, Enterprise and Employment Act becomes law

The Small Business, Enterprise and Employment Act received Royal Assent and passed into UK law in March 2015. Its provisions, aimed at cutting red tape and improving the quality of the information on the Companies House public register, will now be implemented in stages over the...
22
JUL
2015

FCA gives details of common misunderstandings regarding creditworthiness and affordability checks

The Financial Conduct Authority (FCA) has published a document intended to clarify some of the ‘common misunderstandings’ regarding the process of conducting checks on a customer’s creditworthiness and ability to afford repayments. Some of the ‘myths’ the document seeks to...
21
JUL
2015

Complaints rule changes as a result of EU Directive come into force

The European Union’s Alternative Dispute Resolution Directive is now in force. This means that, unless they have already done so, firms should alter their final response letter templates and their websites. If the firm is rejecting a complaint on the grounds that it is time...
20
JUL
2015

FCA data bulletin gives details of credit authorisation process to date

In June 2015, the Financial Conduct Authority (FCA) issued a Data Bulletin explaining the progress the regulator had made to date in authorising around 50,000 consumer credit firms. As of March 31 2015, some 19,533 firms had applied for authorisation. This figure was made up of...