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FCA Authorisation
Our team of experts have helped thousands of firms

Find out how we make obtaining FCA authorisation simpler

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FCA Consumer Credit
We're retained by credit firms for authorisation and compliance

Find out how we make the FCA regulation and authorisation of consumer credit firms easier

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FCA Compliance
Our compliance expertise is trusted by authorised firms

Find out how we help firms ensure they stay compliant

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FCA Documentation
Our Compliance ProSys leads the way in meeting systems and controls obligations

Find out how our unique compliance system ensures firms meet their obligations

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Regulatory Risk, Compliance and IT experts

Welcome to the Scott Robert Group. We're the experts in compliance and regulatory risk. No matter who your firm is regulated by we have the expertise and experience to ensure that you stay compliant and ahead of the competition.
Read our case studies and customer testimonials to find out why we're the chosen compliance partner for some of the industry's biggest names. Whether you're seeking authorisation, need compliance support, looking for industry leading software, or wishing to buy or sell a regulated firm, speak to one of our experts today for confidential and no obligation advice.

FCA Authorisations

Our team of experts help make the FCA Authorisation process simpler. No matter what permissions you require we can draft your application and supporting documentation, as well as ensuring you are fully prepared for the application process. Our customer focussed service means we hold your hand throughout. Speak to us today for confidential no obligation advice
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FCA Consumer Credit

Our team consists of ex-regulators, industry professionals and legal specialists covering all sectors of the consumer credit industry. Whether you're seeking authorisation or looking for compliance support find out why we're instructed by some of the credit industry's biggest names. Speak to one of our experts today.
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FCA Compliance

We're retained by firms of all sizes, and in all sectors, to assist with their compliance. From proactive guidance and reviews to remedial compliance and everything in between our risk-based compliance systems ensure you avoid the consequences of non-compliance. Speak to us today in confidence for no obligation advice and guidance.
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FCA Firm Sales

Whether you're looking to acquire, or sell, an authorised firm we offer an unparalleled service. Our services are completely no success no fee and our expertise in compliance means you won't find a better business broker for regulated firms. Speak to a member of our expert team today to find out how we can help.
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28
AUG
2015

FCA announces more details of new credit thematic reviews

In most cases the Financial Conduct Authority (FCA) only releases significant details of its thematic reviews once it has completed them. However, the regulator has already issued details of how it will conduct its two new studies into the consumer credit market. These reviews...
26
AUG
2015

Consumer group survey reveals bank sales staff still under pressure to deliver

A survey by consumer group Which? has revealed that a significant proportion of bank sales staff still feel under pressure to achieve high sales volumes. Promotion of a ‘hard-sell’ culture by firms, remuneration systems that reward sales over good customer service and fears...
24
AUG
2015

Co-op Bank makes additional provision for mis-selling of PBAs and other conduct issues

The Co-operative Bank has announced that it has allocated a further £49 million to cover conduct and mis-selling issues. The sum is to cover compensation payments for mis-sold packaged bank accounts (PBAs), for mis-calculated mortgage interest payments and for interest refunds on...
20
AUG
2015

Payday lender fined by ICO over security failings

Payday lender The Money Shop has been fined £180,000 by data protection watchdog the Information Commissioner’s Office (ICO) after the loss of two computer servers, each containing a great deal of customers’ personal information. The firm first had a server stolen from its branch...
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