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Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

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1812, 2018

FCA issues its key findings on firms’ pension transfer advice

December 18th, 2018|Comments Off on FCA issues its key findings on firms’ pension transfer advice

The suitability of pension transfer advice has been a key area of focus for the Financial Conduct Authority (FCA) for some time. In December 2018, [...]

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1712, 2018

MOJ issues third quarter CMC enforcement bulletin

December 17th, 2018|Comments Off on MOJ issues third quarter CMC enforcement bulletin

The Claims Management Regulator at the Ministry of Justice (MoJ) has issued its enforcement bulletin for the period July 1 to September 30 2018. This [...]

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1312, 2018

FCA director speaks on cyber and tech resilience

December 13th, 2018|Comments Off on FCA director speaks on cyber and tech resilience

The issue of cybersecurity and other technological threats is seemingly one that will never go away, and no financial services firm of any size, in [...]

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