Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

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2002, 2019

FCA regulation will introduce the idea of individual accountability to CMC management

February 20th, 2019|Comments Off on FCA regulation will introduce the idea of individual accountability to CMC management

The Claims Management Regulator at the Ministry of Justice (MoJ) has issued bans and fines to a number of claims management companies (CMCs) that have [...]

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1902, 2019

150,000 PPI policyholders to be informed they could make a Plevin claim

February 19th, 2019|Comments Off on 150,000 PPI policyholders to be informed they could make a Plevin claim

A new wave of payment protection insurance (PPI) complaints can be expected as around 150,000 customers will shortly receive letters highlighting that they could make [...]

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1502, 2019

FOS focuses on debt collection issues in Ombudsman News

February 15th, 2019|Comments Off on FOS focuses on debt collection issues in Ombudsman News

Issues concerning debt collection complaints make up much of the February 2019 issue of Ombudsman News, the regular newsletter of the Financial Ombudsman Service (FOS) [...]

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