FinTech, Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for FinTech and Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise in FinTech and RegTech.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Read our case studies to find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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1702, 2017

PPI uphold rate falling according to latest FOS figures

February 17th, 2017|Comments Off on PPI uphold rate falling according to latest FOS figures

The Financial Ombudsman Service (FOS) has issued details of the complaints it received between October 1 and December 31 2016. During this quarter, the FOS [...]

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1502, 2017

FOS comments on how complaints differ between age groups

February 15th, 2017|Comments Off on FOS comments on how complaints differ between age groups

In her introduction to the latest issue of Ombudsman News, the Financial Ombudsman Service (FOS)’s bi-monthly newsletter, chief ombudsman Caroline Wayman comments on how complaint [...]

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1402, 2017

Warning notice issued by FCA over a firm’s pension transfer advice

February 14th, 2017|Comments Off on Warning notice issued by FCA over a firm’s pension transfer advice

The Financial Conduct Authority (FCA) has issued a Warning Notice to the compliance oversight officer of two firms, saying that his actions put clients “at [...]

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