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FCA Authorisation
Our team of experts have helped thousands of firms

Find out how we make obtaining FCA authorisation simpler

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FCA Consumer Credit
We're retained by credit firms for authorisation and compliance

Find out how we make the FCA regulation and authorisation of consumer credit firms easier

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FCA Compliance
Our compliance expertise is trusted by authorised firms

Find out how we help firms ensure they stay compliant

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FCA Documentation
Our Compliance ProSys leads the way in meeting systems and controls obligations

Find out how our unique compliance system ensures firms meet their obligations

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Regulatory Risk, Compliance and IT experts

Welcome to the Scott Robert Group. We're the experts in compliance and regulatory risk. No matter who your firm is regulated by we have the expertise and experience to ensure that you stay compliant and ahead of the competition.
Read our case studies and customer testimonials to find out why we're the chosen compliance partner for some of the industry's biggest names. Whether you're seeking authorisation, need compliance support, looking for industry leading software, or wishing to buy or sell a regulated firm, speak to one of our experts today for confidential and no obligation advice.

FCA Authorisations

Our team of experts help make the FCA Authorisation process simpler. No matter what permissions you require we can draft your application and supporting documentation, as well as ensuring you are fully prepared for the application process. Our customer focussed service means we hold your hand throughout. Speak to us today for confidential no obligation advice
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FCA Consumer Credit

Our team consists of ex-regulators, industry professionals and legal specialists covering all sectors of the consumer credit industry. Whether you're seeking authorisation or looking for compliance support find out why we're instructed by some of the credit industry's biggest names. Speak to one of our experts today.
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FCA Compliance

We're retained by firms of all sizes, and in all sectors, to assist with their compliance. From proactive guidance and reviews to remedial compliance and everything in between our risk-based compliance systems ensure you avoid the consequences of non-compliance. Speak to us today in confidence for no obligation advice and guidance.
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FCA Firm Sales

Whether you're looking to acquire, or sell, an authorised firm we offer an unparalleled service. Our services are completely no success no fee and our expertise in compliance means you won't find a better business broker for regulated firms. Speak to a member of our expert team today to find out how we can help.
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27
JAN
2016

PRA bans former Co-op Bank executives

The Prudential Regulation Authority (PRA), which conducts prudential regulation of some of the UK’s largest financial services firms, has banned two former executives of The Co-operative Bank – Barry Tootell and Keith Alderson – from holding significant influence functions...
26
JAN
2016

FSCS levies announced

The total levy to be paid by the financial services industry to fund the Financial Services Compensation Scheme (FSCS) will rise by 13.8%, from £319 million to £363 million, in the 2016/17 financial year. The share of the levy to be paid by investment intermediaries is down by £8...
25
JAN
2016

Government plans new tax on payday lenders

The Government is considering a new tax on the UK’s payday lenders. The move is designed to address a funding shortfall for the unit that tackles illegal lending. The Illegal Money Lending Team, based at Birmingham City Council, has helped borrowers throughout the UK recover...
22
JAN
2016

FCA issues warning notice to director/CEO over SIPP transfer business

On December 7 2015, the Financial Conduct Authority (FCA) issued a Warning Notice to an individual whose firm is alleged to be advising clients to transfer their pension savings into Self Invested Personal Pensions (SIPPs). The individual is said to be both the chief executive...
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