Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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1212, 2018

Insurance broker has permission cancelled for failing to pay FOS award

December 12th, 2018|Comments Off on Insurance broker has permission cancelled for failing to pay FOS award

The Financial Conduct Authority (FCA) has confirmed that an Oxford-based insurance and credit broker has been stripped of its permission to operate in the financial [...]

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1112, 2018

FCA publishes new ‘approach to authorisations’ document

December 11th, 2018|Comments Off on FCA publishes new ‘approach to authorisations’ document

In November 2018, the Financial Conduct Authority (FCA) issued a new version of its ‘approach to authorisations’ document. The document begins with a statement of [...]

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612, 2018

Minister speaks on gender equality in financial services

December 6th, 2018|Comments Off on Minister speaks on gender equality in financial services

Many occupations within financial services have been dominated by men for a number of years, for example freedom of information requests to the Financial Conduct [...]

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