FinTech, Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for FinTech and Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise in FinTech and RegTech.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Read our case studies to find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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2010, 2017

FCA takes action against husband and wife advisers who failed to disclose their financial circumstances

October 20th, 2017|Comments Off on FCA takes action against husband and wife advisers who failed to disclose their financial circumstances

Husband and wife financial advisers Mrs Colette Chiesa and Mr John Chiesa have been prohibited from working in financial services by the Financial Conduct Authority [...]

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1910, 2017

FCA director warns firms not to expect reduction in regulatory burden after Brexit

October 19th, 2017|Comments Off on FCA director warns firms not to expect reduction in regulatory burden after Brexit

Any financial services firm hoping for a reduction in their regulatory obligations after the UK exits the European Union may be disappointed, if comments by [...]

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1710, 2017

FCA confirms ban on UCIS adviser

October 17th, 2017|Comments Off on FCA confirms ban on UCIS adviser

The Financial Conduct Authority (FCA) has confirmed its fine and ban on Clive Rosier, after he was denied leave to appeal against the sanctions by [...]

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