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Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

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1710, 2018

ICO fines firm that made abusive and unsolicited calls regarding accident claims, and another that sent unsolicited emails

October 17th, 2018|Comments Off on ICO fines firm that made abusive and unsolicited calls regarding accident claims, and another that sent unsolicited emails

  The Information Commissioner’s Office (ICO) has fined two more firms over their marketing practices. A Manchester-based firm has been fined £150,000 after it made [...]

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1610, 2018

FCA confirms new rules on pension transfers

October 16th, 2018|Comments Off on FCA confirms new rules on pension transfers

The Financial Conduct Authority (FCA) has been saying for some time that it has concerns about the pension transfer market. With this in mind, and [...]

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1210, 2018

FCA publishes results of thematic review into credit brokers’ remuneration

October 12th, 2018|Comments Off on FCA publishes results of thematic review into credit brokers’ remuneration

The Financial Conduct Authority (FCA) has published the results of its thematic review into inter-firm commission in the credit broking sector. The regulator was examining whether the [...]

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