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Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

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1312, 2018

FCA director speaks on cyber and tech resilience

December 13th, 2018|Comments Off on FCA director speaks on cyber and tech resilience

The issue of cybersecurity and other technological threats is seemingly one that will never go away, and no financial services firm of any size, in [...]

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1212, 2018

Insurance broker has permission cancelled for failing to pay FOS award

December 12th, 2018|Comments Off on Insurance broker has permission cancelled for failing to pay FOS award

The Financial Conduct Authority (FCA) has confirmed that an Oxford-based insurance and credit broker has been stripped of its permission to operate in the financial [...]

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1112, 2018

FCA publishes new ‘approach to authorisations’ document

December 11th, 2018|Comments Off on FCA publishes new ‘approach to authorisations’ document

In November 2018, the Financial Conduct Authority (FCA) issued a new version of its ‘approach to authorisations’ document. The document begins with a statement of [...]

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