Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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2202, 2019

ICO takes various actions against four different types of firm

February 22nd, 2019|Comments Off on ICO takes various actions against four different types of firm

Firms in all business sectors are advised to take note of three different enforcement actions imposed by the Information Commissioner’s Office (ICO) in early 2019. [...]

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2102, 2019

Claims practitioner loses Tribunal appeal against MOJ ban

February 21st, 2019|Comments Off on Claims practitioner loses Tribunal appeal against MOJ ban

A sole trader in the claims management sector has lost her appeal to the First-Tier Tribunal (General Regulatory Chamber) Claims Management Services and must now [...]

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2002, 2019

FCA regulation will introduce the idea of individual accountability to CMC management

February 20th, 2019|Comments Off on FCA regulation will introduce the idea of individual accountability to CMC management

The Claims Management Regulator at the Ministry of Justice (MoJ) has issued bans and fines to a number of claims management companies (CMCs) that have [...]

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