FinTech, Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for FinTech and Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise in FinTech and RegTech.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Read our case studies to find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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2306, 2017

FOS annual review – payday complaints soar again, while PPI still accounts for half the cases

June 23rd, 2017|Comments Off on FOS annual review – payday complaints soar again, while PPI still accounts for half the cases

The Financial Ombudsman Service (FOS) has published its annual review for the 12 months to March 31 2017, and once again payment protection insurance (PPI) [...]

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2206, 2017

FCA director warns of more senior manager investigations in a speech

June 22nd, 2017|Comments Off on FCA director warns of more senior manager investigations in a speech

Jamie Symington, Director of Investigations at the Financial Conduct Authority (FCA), addressed the Legal Week Banking Litigation and Regulation Forum in June 2017. He warned [...]

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2106, 2017

CMC boss prosecuted over calls to illegally obtain data

June 21st, 2017|Comments Off on CMC boss prosecuted over calls to illegally obtain data

A former manager of a claims company has been fined by the courts after pleading guilty to making ‘blagging’ calls. Blagging calls are where contact [...]

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