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FCA Authorisation
Our team of experts have helped thousands of firms

Find out how we make obtaining FCA authorisation simpler

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FCA Consumer Credit
We're retained by credit firms for authorisation and compliance

Find out how we make the FCA regulation and authorisation of consumer credit firms easier

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FCA Compliance
Our compliance expertise is trusted by authorised firms

Find out how we help firms ensure they stay compliant

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FCA Documentation
Our Compliance ProSys leads the way in meeting systems and controls obligations

Find out how our unique compliance system ensures firms meet their obligations

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Regulatory Risk, Compliance and IT experts

Welcome to the Scott Robert Group. We're the experts in compliance and regulatory risk. No matter who your firm is regulated by we have the expertise and experience to ensure that you stay compliant and ahead of the competition.
Read our case studies and customer testimonials to find out why we're the chosen compliance partner for some of the industry's biggest names. Whether you're seeking authorisation, need compliance support, looking for industry leading software, or wishing to buy or sell a regulated firm, speak to one of our experts today for confidential and no obligation advice.

FCA Authorisations

Our team of experts help make the FCA Authorisation process simpler. No matter what permissions you require we can draft your application and supporting documentation, as well as ensuring you are fully prepared for the application process. Our customer focussed service means we hold your hand throughout. Speak to us today for confidential no obligation advice
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FCA Consumer Credit

Our team consists of ex-regulators, industry professionals and legal specialists covering all sectors of the consumer credit industry. Whether you're seeking authorisation or looking for compliance support find out why we're instructed by some of the credit industry's biggest names. Speak to one of our experts today.
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FCA Compliance

We're retained by firms of all sizes, and in all sectors, to assist with their compliance. From proactive guidance and reviews to remedial compliance and everything in between our risk-based compliance systems ensure you avoid the consequences of non-compliance. Speak to us today in confidence for no obligation advice and guidance.
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FCA Firm Sales

Whether you're looking to acquire, or sell, an authorised firm we offer an unparalleled service. Our services are completely no success no fee and our expertise in compliance means you won't find a better business broker for regulated firms. Speak to a member of our expert team today to find out how we can help.
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27
MAY
2016

Growing North West FinTech sector gets a free breakfast with the launch of the FinTech Northern Breakfast Club

There’s no such thing as a free lunch, but the same can’t be said for breakfast for the North West’s FinTech sector with the launch of the FinTech Northern Breakfast Club; a dedicated briefing and networking event being held in Manchester.  The regular event is hosted by...
05
MAY
2016

Ban on hiding number on caller display comes into force with days

From May 16 2016, any company in the UK engaging in telephone direct marketing activities will be subject to a new law that forbids them from withholding their number from the recipient’s caller display. It is estimated that one in five marketing calls is currently made from a...
04
MAY
2016

FCA contacts 700 firms ahead of suitability review

The Financial Conduct Authority (FCA) will shortly conduct what is possibly the largest review of financial advisory firms’ business it has carried out so far. 700 firms, including some of the very smallest firms, have been informed that they have been selected to participate in...
03
MAY
2016

Adviser fined by court after taking client details when he left firm

A financial adviser has been fined £10,000 by a court after he collected details of clients of the firm he was leaving in order to approach them again when he started his new firm. Stephen Wales left Torquay-based advisory firm the Pension Drawdown Company intending to set up his...
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