FinTech, Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for FinTech and Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise in FinTech and RegTech.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Read our case studies to find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

LEARN MORE

1906, 2018

FCA issues data bulletin on financial advisory firms’ revenue & costs

June 19th, 2018|Comments Off on FCA issues data bulletin on financial advisory firms’ revenue & costs

For its latest data bulletin, the Financial Conduct Authority (FCA) concentrates on the retail intermediary sector, using data submitted by around 12,000 advisory firms via [...]

VIEW ALL NEWS ARTICLES

1806, 2018

FCA unveils proposed rules for CMC regulation, and reveals switchover date

June 18th, 2018|Comments Off on FCA unveils proposed rules for CMC regulation, and reveals switchover date

The Financial Conduct Authority (FCA) has unveiled its proposals for the rules claims management companies (CMCs) will need to follow once the FCA has taken [...]

VIEW ALL NEWS ARTICLES

1806, 2018

CMCs banned over various issues regarding customer interactions

June 18th, 2018|Comments Off on CMCs banned over various issues regarding customer interactions

We may now know that there will be a change of claims management regulator on April 1 2019, with the Financial Conduct Authority’s tougher regime [...]

VIEW ALL NEWS ARTICLES

Speak to one of our experts today
for confidential and no obligation advice.

ENQUIRE ONLINE