FinTech, Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for FinTech and Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise in FinTech and RegTech.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Read our case studies to find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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2205, 2018

ICO sets out its new enforcement powers

May 22nd, 2018|Comments Off on ICO sets out its new enforcement powers

As the regulatory environment gets ever more stringent, companies need to be aware that simply demonstrating compliance with the requirements of their industry regulator, such [...]

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2105, 2018

Adviser trade body looks at differing financial needs of millennials

May 21st, 2018|Comments Off on Adviser trade body looks at differing financial needs of millennials

The Personal Investment Management and Financial Advice Association (PIMFA), a trade association that represents financial advisers and wealth managers, is conducting a major study, known [...]

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1805, 2018

CMC has conditions of authorisation varied after a series of rule breaches

May 18th, 2018|Comments Off on CMC has conditions of authorisation varied after a series of rule breaches

A payment protection insurance claims company based in Camarthen has had the conditions of its authorisation varied. This follows an investigation by the Claims Management [...]

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