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Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

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2201, 2019

How will the FCA supervise CMCs?

January 22nd, 2019|Comments Off on How will the FCA supervise CMCs?

From April 1, the UK’s claims management companies (CMCs) will be subject to a new regulatory environment. Some aspects of Financial Conduct Authority (FCA) regulation [...]

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2101, 2019

What should CMCs prepare ahead of their full authorisation application?

January 21st, 2019|Comments Off on What should CMCs prepare ahead of their full authorisation application?

Claims management companies (CMCs) have until March 31 to submit their application to the Financial Conduct Authority (FCA) for the temporary permission they will require [...]

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1801, 2019

FCA warns every firm’s CEO over promotion of unregulated activities

January 18th, 2019|Comments Off on FCA warns every firm’s CEO over promotion of unregulated activities

The ‘Dear CEO’ letters issued by the Financial Conduct Authority (FCA) are often sent to firms in specific sectors, highlighting the regulator’s concerns over specific [...]

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