FinTech, Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for FinTech and Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management, Strategy, and Technology solutions.  We specialise in taking entrepreneurs and innovative ideas to market through our expertise in FinTech and RegTech.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Read our case studies to find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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1908, 2016

Adviser loses out at FOS over FSAVC switch advice

August 19th, 2016|Comments Off on Adviser loses out at FOS over FSAVC switch advice

Adviser loses out at FOS over FSAVC switch advice The Financial Ombudsman Service (FOS) has ruled against advisory firm Kellands Northern Ireland over a recommendation [...]

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1908, 2016

Adviser loses out at FOS over SIPP advice

August 19th, 2016|Comments Off on Adviser loses out at FOS over SIPP advice

The Financial Ombudsman Service (FOS) has ordered Independent Financial Advisory Ltd to compensate a client who was recommended to switch his stakeholder pension plan into [...]

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1808, 2016

FCA publishes research on predicting consumer debt problems

August 18th, 2016|Comments Off on FCA publishes research on predicting consumer debt problems

In August 2016, the Financial Conduct Authority (FCA) published an updated version of its study entitled ‘Can we predict which consumer credit users will suffer [...]

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