2809, 2017

FCA director speaks on culture and conduct

Jonathan Davidson, Director of Supervision - Retail and Authorisations at the Financial Conduct Authority (FCA), made some pertinent comments about culture and conduct within financial services firms in a recent [...]

2709, 2017

FCA to increase its focus on anti-money laundering

In its September 2017 regulation round-up, the Financial Conduct Authority (FCA) warns all authorised firms that it is increasing its focus on anti-money laundering issues. The regulator says in the [...]

2609, 2017

Survey finds firms not prepared for GDPR

Only one third of advisory firms have made plans for the introduction of the General Data Protection Regulation (GDPR), according to a new survey. The data protection watchdog, the Information [...]

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