1710, 2017

FCA confirms ban on UCIS adviser

The Financial Conduct Authority (FCA) has confirmed its fine and ban on Clive Rosier, after he was denied leave to appeal against the sanctions by the Court of Appeal. The [...]

1310, 2017

FCA clarifies its work on final salary transfers

The Financial Conduct Authority (FCA) has published details of its work on final salary (defined benefit) pension transfers, warning that in this area “some firms are not giving enough attention [...]

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