1611, 2018

FCA chief speaks on regulation and culture

Andrew Bailey, Chief Executive of the Financial Conduct Authority (FCA), spoke on the subject of corporate culture and its relationship to regulation when he addressed the Investment Association Culture Conference at [...]

1311, 2018

Scam CMCs forced into liquidation

The High Court has forced two claims management companies (CMCs) into liquidation, after their activities were found to be fraudulent. The High Court is entitled to take this action if [...]

1211, 2018

FCA director speaks on ‘purposeful leadership’

Jonathan Davidson, Director of Supervision – Retail and Authorisations at the Financial Conduct Authority (FCA) recently spoke on the subject of “purposeful leadership”, and how it relates to a firm’s [...]

911, 2018

FCA reports complaints at record high

The Financial Conduct Authority (FCA) has revealed that a record number of complaints were made about the UK’s financial firms during the first half of 2018. The official figure of [...]

811, 2018

ICO issues password guidance to firms

The Information Commissioner’s Office (ICO) has issued extensive guidance to firms on the subject of IT security, specifically on the topics of passwords and encryption. The relevant item in the [...]

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