Claims Management Transfer to The FCA

We can help your firm prepare for the world of FCA regulation, from the application process to day-to-day requirements

FCA Authorisation

Our team has helped hundreds of firms in the financial services and consumer credit sectors obtain authorisation

FCA Compliance Management

From internationally listed companies to sole traders we’re trusted by authorised firms to manage their compliance

FCA Compliance Documentation

Our Compliance ProSys leads the way in ensuring authorised firms meet the systems and controls requirements

Claims Management Authorisation

Our team has helped hundreds of firms in the claims management sector obtain authorisation

Claims Management Compliance

We have over 10 years of experience of guiding claims management firms to manage their compliance

Data Compliance

Our team provides advice and solutions to help firms manage their data compliance

Find out how we can help you with a free and no-obligation consultation

Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management and Strategy. We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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1809, 2019

ICO issues enforcement notice to firm who ignored SAR

September 18th, 2019|Comments Off on ICO issues enforcement notice to firm who ignored SAR

The Information Commissioner’s Office (ICO) has served an enforcement notice on a Wirral-based finance firm that failed to respond to a Subject Access Request (SAR). [...]

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1709, 2019

FCA chair speaks on scams

September 17th, 2019|Comments Off on FCA chair speaks on scams

Financial Conduct Authority (FCA) chairman Charles Randell spoke about the regulator’s continuing fight against scams when he addressed the 37th Cambridge International Symposium on Economic Crime in [...]

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1609, 2019

Financial services records massive gender pay gap

September 16th, 2019|Comments Off on Financial services records massive gender pay gap

Newly published data shows that the UK financial services and insurance industry has a much higher gender pay gap than any other business sector. The [...]

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