Claims Management Transfer to The FCA

We can help your firm prepare for the world of FCA regulation, from the application process to day-to-day requirements

FCA Authorisation

Our team has helped hundreds of firms in the financial services and consumer credit sectors obtain authorisation

FCA Compliance Management

From internationally listed companies to sole traders we’re trusted by authorised firms to manage their compliance

FCA Compliance Documentation

Our Compliance ProSys leads the way in ensuring authorised firms meet the systems and controls requirements

Claims Management Authorisation

Our team has helped hundreds of firms in the claims management sector obtain authorisation

Claims Management Compliance

We have over 10 years of experience of guiding claims management firms to manage their compliance

Data Compliance

Our team provides advice and solutions to help firms manage their data compliance

Find out how we can help you with a free and no-obligation consultation

Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management and Strategy. We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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1410, 2019

CBI survey shows confidence of financial firms is plummeting

October 14th, 2019|Comments Off on CBI survey shows confidence of financial firms is plummeting

The confidence level of the UK’s financial services industry is lower than at any point since the financial crisis of the last decade, according to [...]

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1110, 2019

Significant new appointments at FCA and MAPS

October 11th, 2019|Comments Off on Significant new appointments at FCA and MAPS

Recent appointments at the Financial Conduct Authority (FCA) include: Marlene Shiels as Chair of the Smaller Business Practitioner Panel, which aims to represent the views [...]

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910, 2019

FCA director speaks on its regulation of pensions as a major provider is fined, and HMRC reveals how inadequate some people’s pension pots are

October 9th, 2019|Comments Off on FCA director speaks on its regulation of pensions as a major provider is fined, and HMRC reveals how inadequate some people’s pension pots are

The pensions sector is being closely monitored by the Financial Conduct Authority (FCA) at present and some of the latest regulatory pensions news includes: Speech [...]

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