We can help your firm prepare for the world of FCA regulation, from the application process to day-to-day requirements
FCA AuthorisationOur team has helped hundreds of firms in the financial services and consumer credit sectors obtain authorisation
FCA Compliance ManagementFrom internationally listed companies to sole traders we’re trusted by authorised firms to manage their compliance
FCA Compliance DocumentationOur Compliance ProSys leads the way in ensuring authorised firms meet the systems and controls requirements
Claims Management AuthorisationOur team has helped hundreds of firms in the claims management sector obtain authorisation
Claims Management ComplianceWe have over 10 years of experience of guiding claims management firms to manage their compliance
Data ComplianceOur team provides advice and solutions to help firms manage their data compliance
Find out how we can help you with a free and no-obligation consultation
Regulatory Risk, Compliance and Strategy experts
Welcome to Scott Robert. Market leading consultants for Financial Services firms. FCA Authorisation, FCA Compliance, Risk Management and Strategy. We specialise in taking entrepreneurs and innovative ideas to market through our expertise. Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.
Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.
ICO issues enforcement notice to firm who ignored SAR
The Information Commissioner’s Office (ICO) has served an enforcement notice on a Wirral-based finance firm that failed to respond to a Subject Access Request (SAR). [...]
FCA chair speaks on scams
Financial Conduct Authority (FCA) chairman Charles Randell spoke about the regulator’s continuing fight against scams when he addressed the 37th Cambridge International Symposium on Economic Crime in [...]
Financial services records massive gender pay gap
Newly published data shows that the UK financial services and insurance industry has a much higher gender pay gap than any other business sector. The [...]