Scott Robert -

Our expertise is as sought-after by businesses who want help understanding how their decisions can impact their compliance with the FCA’s requirements. For more than a decade we have provided businesses across the UK the with the insight they needed to achieve their commercial objectives whilst maintaining the integrity of the financial services market.

From FCA authorisation to compliance advisory services, risk assessment and strategy, our services help businesses to achieve steadfast consumer confidence.

Many of our client relationships start at the point a firm is seeking to become authorised by the FCA, we have a vast amount of experience helping our clients to obtain FCA authorisation. A result of the volume and variety of applications we handle means we have the benefit of ongoing intelligence from the FCA and their approach to handling market developments and an evolving regulatory landscape.

By partnering with our clients , using proven methodologies and in-depth knowledge we help businesses to understand and manage regulatory risk through proper governance and effective systems and controls. This will help you to be better prepared for change, operate with improved agility and identify & mitigate risk.

We understand that operating a regulated business presents additional challenges when compared to business operating in an unregulated marketplace. This means that it is even more important to find a compliance partner that can support your firm in meeting its regulatory requirements allowing you to ensure your business’ commercial success. By taking the time to get to know you and really understand the challenges that your business faces, we collect crucial information and deliver sound insights that help you challenge conventional thinking and introduce commercial strategies specifically tailored to your business.

We work with start-up firms in the initial business planning stages, established firms to support and review their existing strategies as well as firms who are planning to exit the industry. If you’d like to find out more about how Scott Robert can help you. Contact us today on 0161 504 7420 or email enquires@scottrobert.co.uk. If you prefer, you can fill out our contact form here.