Claims Management Transfer to The FCA

We can help your firm prepare for the world of FCA regulation, from the application process to day-to-day requirements

FCA Authorisation

Our team has helped hundreds of firms in the financial services and consumer credit sectors obtain authorisation

FCA Compliance Management

From internationally listed companies to sole traders we’re trusted by authorised firms to manage their compliance

FCA Compliance Documentation

Our Compliance ProSys leads the way in ensuring authorised firms meet the systems and controls requirements

Claims Management Authorisation

Our team has helped hundreds of firms in the claims management sector obtain authorisation

Claims Management Compliance

We have over 10 years of experience of guiding claims management firms to manage their compliance

Data Compliance

Our team provides advice and solutions to help firms manage their data compliance

Find out how we can help you with a free and no-obligation consultation

Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management and Strategy. We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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Scott Robert – Empowering Businesses to Build Trust

As market-leading compliance consultants in the UK, we specialise in helping businesses to make the right commercial decisions. Our expertise is as sought-after as our integrity is praised. For more than a decade we have provided businesses across the UK the with the insights they require to achieve commercial objectives.

From FCA authorisation and advisory services to compliance, risk assessment, strategy and technology solutions, our services help businesses to achieve sustained commercial authority and steadfast consumer confidence.

What We Do:

We provide expert guidance on every aspect of commercial compliance. From meeting regulatory obligations and FCA authorisation to providing diligent advisory services, we help businesses to operate with confidence.

Using proven methodologies and in-depth knowledge, we help businesses to understand and manage regulatory risk through corporate governance, systems and controls. We will help you to better anticipate change, operate with improved agility, and identify risk factors.

By taking the time to get to know you, we collect crucial information and deliver sound insights that help you assuredly challenge conventional thinking and introduce commercial strategies specifically tailored to your business.

We can help you prepare for the Senior Managers and Certification Regime which the FCA will introduce from 9th December 2019. All individuals who have a key role in a regulated firm will become personally responsible and must be signed off by an authorised company. As a regulated firm, you are required to implement and adhere to the Financial Conduct Authority’s rules on individual accountability.

Such is the confidence that our customers place in us, it should come as little surprise that we’re considered to be the regulatory partner of choice for some of the more leading names in the private sectors.

Not only that, we specialise in taking innovative ideas to market. Working with start-up entrepreneurs, we instil the resolute belief that, regardless of the nature or complexity of the compliance or regulatory adherence, we will provide you with the requisite regulatory, compliance, data protection and training guidance as required.

1701, 2020

FSCS sets out how it can help some mini-bond investors

January 17th, 2020|Comments Off on FSCS sets out how it can help some mini-bond investors

The Financial Services Compensation Scheme (FSCS) has announced that at least some of the people who invested with a mini-bond issuer firm will get compensation. Mini-bonds [...]

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1501, 2020

Advisers still see regulation as their biggest risk

January 15th, 2020|Comments Off on Advisers still see regulation as their biggest risk

A study by Canada Life has demonstrated that the UK’s financial advisers still see compliance risk as their biggest risk area. However, perhaps the main [...]

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1301, 2020

Trade bodies PIMFA and FLA unveil their wishlists for the new parliamentary session

January 13th, 2020|Comments Off on Trade bodies PIMFA and FLA unveil their wishlists for the new parliamentary session

As a new parliamentary term commences, the financial services trade associations are wasting no time in seeking to ensure ministers are aware of the views [...]

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Speak to one of our experts today
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