Claims Management Transfer to The FCA

We can help your firm prepare for the world of FCA regulation, from the application process to day-to-day requirements

FCA Authorisation

Our team has helped hundreds of firms in the financial services and consumer credit sectors obtain authorisation

FCA Compliance Management

From internationally listed companies to sole traders we’re trusted by authorised firms to manage their compliance

FCA Compliance Documentation

Our Compliance ProSys leads the way in ensuring authorised firms meet the systems and controls requirements

Claims Management Authorisation

Our team has helped hundreds of firms in the claims management sector obtain authorisation

Claims Management Compliance

We have over 10 years of experience of guiding claims management firms to manage their compliance

Data Compliance

Our team provides advice and solutions to help firms manage their data compliance

Find out how we can help you with a free and no-obligation consultation

Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management and Strategy. We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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2308, 2019

Pension dashboard steering group recruitment continues ahead of first meetings in October

August 23rd, 2019|Comments Off on Pension dashboard steering group recruitment continues ahead of first meetings in October

The pensions dashboard is designed to allow pension savers to see all of their pension schemes in one place via a digital interface. The Government [...]

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2208, 2019

FOS chief urges consumers to hurry with PPI claims and also reports borrowers with 100 loans have been contacting her organisation

August 22nd, 2019|Comments Off on FOS chief urges consumers to hurry with PPI claims and also reports borrowers with 100 loans have been contacting her organisation

With only days left before the payment protection insurance claims deadline, the Financial Ombudsman Service (FOS) chief executive has urged consumers who may have taken [...]

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2108, 2019

FCA director and former bank boss conduct joint SM&CR podcast

August 21st, 2019|Comments Off on FCA director and former bank boss conduct joint SM&CR podcast

Senior figures at the Financial Conduct Authority (FCA) have repeatedly spoken in recent months about the importance of firms having the right culture, and that [...]

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