We can help your firm prepare for the world of FCA regulation, from the application process to day-to-day requirements
FCA AuthorisationOur team has helped hundreds of firms in the financial services and consumer credit sectors obtain authorisation
FCA Compliance ManagementFrom internationally listed companies to sole traders we’re trusted by authorised firms to manage their compliance
FCA Compliance DocumentationOur Compliance ProSys leads the way in ensuring authorised firms meet the systems and controls requirements
Claims Management AuthorisationOur team has helped hundreds of firms in the claims management sector obtain authorisation
Claims Management ComplianceWe have over 10 years of experience of guiding claims management firms to manage their compliance
Data ComplianceOur team provides advice and solutions to help firms manage their data compliance
Find out how we can help you with a free and no-obligation consultation
Regulatory Risk, Compliance and Strategy experts
Welcome to Scott Robert. Market leading consultants for Financial Services firms. FCA Authorisation, FCA Compliance, Risk Management and Strategy. We specialise in taking entrepreneurs and innovative ideas to market through our expertise. Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.
Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.
CBI survey shows confidence of financial firms is plummeting
The confidence level of the UK’s financial services industry is lower than at any point since the financial crisis of the last decade, according to [...]
Significant new appointments at FCA and MAPS
Recent appointments at the Financial Conduct Authority (FCA) include: Marlene Shiels as Chair of the Smaller Business Practitioner Panel, which aims to represent the views [...]
FCA director speaks on its regulation of pensions as a major provider is fined, and HMRC reveals how inadequate some people’s pension pots are
The pensions sector is being closely monitored by the Financial Conduct Authority (FCA) at present and some of the latest regulatory pensions news includes: Speech [...]