FCA Compliance Consultants

Welcome To Scott Robert

Regulatory Risk, Compliance and Strategy experts

Scott Robert are market leading consultants that provide advice and support for firms authorised by the FCA, helping with FCA Authorisation and Compliance, Risk Management and Strategy as well as advice on other compliance requirements such as those that may apply for firm’s regulated by the Insolvency Practitioners Association (IPA).

We also provide services to firms maintaining or seeking to achieve FCA compliance with the Data Protection Act, the General Data Protection Regulation (GDPR) and the Privacy and Electronic Communications Regulation (PECR).

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Who we are

Scott Robert
Empowering Businesses

We specialise in taking entrepreneurs and innovative ideas to market through our expertise and ingenuity. Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition maximising their profits whilst meeting their FCA compliance obligations.

Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

Strategic Partners

For more than a decade we have provided businesses across the UK the with the insights they require to achieve commercial objectives.

Corporate Programs

From FCA authorisation and advisory services to compliance, risk assessment, strategy and technology solutions, our services help businesses to achieve sustained commercial authority and steadfast consumer confidence.

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Our Services

Interested in learning more about how Scott Robert can help you? Contact us today

OUR APPROACH

What Scott Robert Do

Scott Robert specialise in helping businesses to make the right commercial decisions.

Our expertise is as sought-after by businesses who want help understanding how their decisions can impact their compliance with the FCA’s requirements. For more than a decade we have provided businesses across the UK the with the insight they needed to achieve their commercial objectives whilst maintaining the integrity of the financial services market.

From FCA authorisation to compliance advisory services, risk assessment and strategy, our services help businesses to achieve steadfast consumer confidence.

Many of our client relationships start at the point a firm is seeking to become authorised by the FCA, we have a vast amount of experience helping our clients to obtain FCA authorisation. A result of the volume and variety of applications we handle means we have the benefit of ongoing intelligence from the FCA and their approach to handling market developments and an evolving regulatory landscape.

Compliance

Ensuring regulatory compliance through FCA authorisation and advisory audit services

Risk

Managing regulatory risk through corporate governance, systems and controls

Strategy

Guiding and informing strategy with industry insight and firm analysis

Technology

Creating competitive advantage through innovative technology solutions

By partnering with our clients , using proven methodologies and in-depth knowledge we help businesses to understand and manage regulatory risk through proper governance and effective systems and controls. This will help you to be better prepared for change, operate with improved agility and identify & mitigate risk.

We understand that operating a regulated business presents additional challenges when compared to business operating in an unregulated marketplace. This means that it is even more important to find a compliance partner that can support your firm in meeting its regulatory requirements allowing you to ensure your business’ commercial success. By taking the time to get to know you and really understand the challenges that your business faces, we collect crucial information and deliver sound insights that help you challenge conventional thinking and introduce commercial strategies specifically tailored to your business.

We work with start-up firms in the initial business planning stages, established firms to support and review their existing strategies as well as firms who are planning to exit the industry. If you’d like to find out more about how Scott Robert can help you. Contact us today on 0161 504 7420 or email enquires@scottrobert.co.uk. If you prefer, you can fill out our contact form here.