Claims Management Transfer to The FCA

We can help your firm prepare for the world of FCA regulation, from the application process to day-to-day requirements

FCA Authorisation

Our team has helped hundreds of firms in the financial services and consumer credit sectors obtain authorisation

FCA Compliance Management

From internationally listed companies to sole traders we’re trusted by authorised firms to manage their compliance

FCA Compliance Documentation

Our Compliance ProSys leads the way in ensuring authorised firms meet the systems and controls requirements

Claims Management Authorisation

Our team has helped hundreds of firms in the claims management sector obtain authorisation

Claims Management Compliance

We have over 10 years of experience of guiding claims management firms to manage their compliance

Data Compliance

Our team provides advice and solutions to help firms manage their data compliance

Find out how we can help you with a free and no-obligation consultation

Regulatory Risk, Compliance and Strategy experts

Welcome to Scott Robert.  Market leading consultants for Financial Services firms.  FCA Authorisation, FCA Compliance, Risk Management and Strategy. We specialise in taking entrepreneurs and innovative ideas to market through our expertise.  Our wealth of experience helps to ensure that our clients stay compliant and ahead of the competition.

Find out why we’re the regulatory partner of choice for some of the industry’s biggest names. Speak to one of our experts today for confidential and no obligation advice.

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Scott Robert – Empowering Businesses to Build Trust

As market-leading compliance consultants in the UK, we specialise in helping businesses to make the right commercial decisions. Our expertise is as sought-after as our integrity is praised. For more than a decade we have provided businesses across the UK the with the insights they require to achieve commercial objectives.

From FCA authorisation and advisory services to compliance, risk assessment, strategy and technology solutions, our services help businesses to achieve sustained commercial authority and steadfast consumer confidence.

What We Do:

We provide expert guidance on every aspect of commercial compliance. From meeting regulatory obligations and FCA authorisation to providing diligent advisory services, we help businesses to operate with confidence.

Using proven methodologies and in-depth knowledge, we help businesses to understand and manage regulatory risk through corporate governance, systems and controls. We will help you to better anticipate change, operate with improved agility, and identify risk factors.

By taking the time to get to know you, we collect crucial information and deliver sound insights that help you assuredly challenge conventional thinking and introduce commercial strategies specifically tailored to your business.

We can help you prepare for the Senior Managers and Certification Regime which the FCA will introduce from 9th December 2019. All individuals who have a key role in a regulated firm will become personally responsible and must be signed off by an authorised company. As a regulated firm, you are required to implement and adhere to the Financial Conduct Authority’s rules on individual accountability.

Such is the confidence that our customers place in us, it should come as little surprise that we’re considered to be the regulatory partner of choice for some of the more leading names in the private sectors.

Not only that, we specialise in taking innovative ideas to market. Working with start-up entrepreneurs, we instil the resolute belief that, regardless of the nature or complexity of the compliance or regulatory adherence, we will provide you with the requisite regulatory, compliance, data protection and training guidance as required.

812, 2019

Guarantor lender admits it has been asked by FCA to make improvements

December 8th, 2019|Comments Off on Guarantor lender admits it has been asked by FCA to make improvements

As reported in The Times and other publications, one of the UK’s guarantor lenders has admitted that the Financial Conduct Authority (FCA) has requested that [...]

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612, 2019

FCA issues new guidance on insurance distribution

December 6th, 2019|Comments Off on FCA issues new guidance on insurance distribution

The Financial Conduct Authority (FCA) has asked insurance advisers and brokers to be mindful of whether a policy provides significant added value to their clients [...]

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512, 2019

FCA bans promotion of mini-bonds to retail investors

December 5th, 2019|Comments Off on FCA bans promotion of mini-bonds to retail investors

The Financial Conduct Authority (FCA) has taken steps to prevent firms promoting speculative mini-bonds to ordinary retail consumers. It wants to take this step now [...]

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Speak to one of our experts today
for confidential and no obligation advice.

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