Our services help firms to navigate the complex regulatory requirements that they are subject to, both when seeking authorisation from the Financial Conduct Authority (FCA) and then once successfully authorised.
Scott Robert has been trading since 2008 and has since supported thousands of firms to obtain permission to provide financial services in the UK. Over this time, we’ve helped firms become FCA authorised both directly and when transitioning from the Office of Fair Trading (OFT) in 2014 and the Ministry of Justices’ Claims Management Regulator (CMR) in 2019.
The company was acquired in 2020 which brought new direction, knowledge, experience, and since then the firm has also welcomed new and returning employees, bolstering our regulatory knowledge, and enabling the company to diversify into other areas of compliance. These changes have been fundamental in securing a successful future and have taken the company from strength to strength.
Scott Robert has a highly experienced team of Regulatory Executives and Advisers who between them have decades of experience dealing with the FCA and FCA regulated firms.
Whether you require guidance on any matters related to FCA regulation or need to assess the risk associated with a new business venture, we have the knowledge and expertise to deliver astute, practical, proportionate and effective solutions.
Our strength is in our approach: We don’t believe that generic actions will meet the demands that each business face. Instead, we take the time to get to know you, your business and commercial necessities to devise a bespoke, strategic plan of action.
We work with businesses of all shapes and sizes. From start-ups, to SME’s, to blue-chip businesses with decades of experience; whatever your background, we can help you safely and compliantly achieve your strategic goals.
What Our Clients Say
Perfect job, excellent service
We have utilised Scott Roberts since 2015 and I have always found them to be very helpful, supportive and knowledgeable. In 2020 our Account Manger changed to Ben, and like with any change there is always a concern that the service will alter. I should not have worried at all, Ben is excellent at his job, he offers support and advise, is friendly and professional. Ben is an absolute superstar.
Straightforward, effective advice with prompt support and always going the extra mile.
Fantastic service from start to finish.
Great service very professional and value for money
Scott Robert have been absolutely amazing from start to finish and worth every penny. They were always there to answer any concerns that I had and this week we have just been authorised by the FCA. I was able to focus on other aspects of my new venture that required attention whilst Scott Roberts did the heavy lifting in the background. Harvey Lewis, the wonderful chap that had been assigned to look after my application, was absolutely phenomenal and is an asset to Scott Roberts. I couldn’t be any happier with the service provided.
I found Alexander extremely professional easy to talk to and contact very happy with the service and amazing how quick and easy Alexander sorted everything
Bearing in mind the time and replies needed very good value for money and very happy. Ewan always replied quickly and we felt in safe hands.
SR were superb. Couldn’t have asked for a better service. 10x better than the high priced law firm we’d been using. Very happy customers
I have had the pleasure of utilising the expertise provided by Scott Robert for a number of years. My previous account manager was brilliant, professional, attentive and super to work with. I was doubtful that anyone could live up to such high standards; until I was introduced to our new account manager Ben. Ben is equally brilliant, professional, wonderful to work with -and always goes the extra mile, absolutely excellent all-round!
Our contact Ben has been a huge help to our business, he is professional, knowledgeable and nothing is ever too much trouble for him. Ben responds to all questions in a timely manner. We have really enjoyed working with Scott Roberts over the last 12 months.
Ewan responded quickly to any questions/matters however trivial they were and did so in a professional manner. I would recommend Scott Robert to anyone having any business with the FCA as they make an otherwise overly complicated process easy. Thank you.