The FCA has removed the permissions of a firm that was only authorised for credit broking after it appeared to conduct investment activities.
At a UK Finance webinar, two experts explained the human resources issues financial firms should be considering, and how these relate to the Senior Managers Regime.
The FCA’s Chief Information Officer explained in a speech how the regulator is making greater use of data and is aware of the threat posed by risky investments.
The latest Annual Report from the Financial Ombudsman sees the organisation admit that it received many more complaints than forecast.
Personal finance website Money.co.uk has published its annual ‘Shop Now, Stress Later’ report. The title is a play on words inspired by Buy Now, Pay Later arrangements, because the website wishes to highlight its concerns about this sector.
Debt packagers are firms that provide advice to consumers about how to deal with their debts and often refer them to Insolvency Practitioners or Debt Management firms. This article is therefore relevant to debt packagers and those who accept referrals from them.
Scott Robert Compliance Ltd will help and support all Funeral Plan providers with support and compliance guidance to be Application ready for the dates of submission. We provide policy and implementation guidance as well as Staff training.
For a long time, 25 years was the traditional mortgage term. Now, however, the majority of first-time buyers are taking mortgages with terms of longer than 25 years.
Twice as many British companies are concerned about the second wave of coronavirus than are worried about Brexit, according to research by commercial finance provider Nucleus Commercial Finance.
The Financial Conduct Authority has published its second annual ‘perimeter report’ – an analysis of which activities fall inside the scope of FCA regulation and which remain outside its jurisdiction, and what the implications of this are.