Speak to an expert consultant now

First Text Block

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nam tempor non mi non congue. Aliquam efficitur, nisi sit amet lobortis dapibus, diam mi porta turpis, in tincidunt libero mi in orci. Proin consectetur feugiat mattis. Suspendisse consectetur vitae augue non sollicitudin. Nullam lacus nunc, tempor elementum dolor vulputate, rhoncus ultricies enim. Etiam interdum dui a hendrerit vestibulum. Sed ullamcorper tortor nec ornare vehicula.

Compliance Support for FCA Authorised Firms

Appointed Representative

Onboarding ARs, applicable FCA rules and requirements, and Establishing a compliant framework.
Find Out More

Senior Managers and Certification Regime

Navigate and implement the FCA’s Senior Managers & Certification Regime.
Find Out More

Regulatory Reporting

Collating your RegData wth advice on what must be submitted and even submitting on your behalf.
Find Out More

Compliance Investigation

Support when facing an FCA investigation or when concerned that you may be subject to one.
Find Out More

Change In Control

Notifying the FCA and obtaining approval.
Find Out More

Variation of Permissions

Removing or adding any permissions including submitting on your behalf.
Find Out More

Compliance Documents, Manuals & SYSC

Compliance policies, procedures, assessments, monitoring documents, registers, systems and controls.
Find Out More

FCA Notifications

Navigation of the notifications process and preparation of notifications. Correspondence from the regulator.

Complaints Handling

Reviewing, investigating and responding to complaints utilising appropriate policies and procedures.
Find Out More

Audits

Independent remote and onsite audits.

Training, Control & Risk Mgmt. Support

Regulatory training on a range of subjects and general compliance advice & assessment.
Find Out More

Anti Money Laundering

Compliance with financial crime rules, regulations and requirements.
Find Out More

Interested in learning more about how Scott Robert can help you? Call Us Now On: 0161 914 5727

Why Choose Scott Robert?

Scott Robert has been supporting firms through the FCA compliance process since 2008. In that time, we have helped hundreds of businesses to successfully gain and retain FCA authorisation.

We employ a team of compliance professionals who are both highly experienced and expertly skilled. We specialise in providing our clients with solutions to often complex regulatory requirements and compliance needs.

Our knowledge of FCA compliance enables our team to support you and your business, provide effective solutions to any problems you face and help you to devise and implement strategies that work for your business and your customers.

Conducting regulated activities without the correct authorisation is a criminal offence, speak to one of our experts today for confidential and no obligation advice regarding FCA authorisation.

If you want to know more about becoming FCA authorised or maintaining authorisation as an FCA authorised firm, speak to one of our experts today for confidential and no obligation advice by calling 0161 413 2796 to find out more

Below are the most common types of authorisation that we support.

Types of Authorisation

Claims Management

Debt Management

Insurance Broker

Mortgage Broker

Credit Broking

Motor Trade Consumer Credit

Crowdfunding & P2P

Consumer Credit

Funeral Plans

Investment Firms

Payment Services (PSD2)

Interested in learning more about how Scott Robert can help you? Call Us Now On: 0161 914 5727

Related News

Test – Authorisations